Description. The first complete, expert guide to securities and investment fraud. Filled with expert guidance for detection and prevention of all kinds of securities.
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Detection, Prevention, and Control Louis L. E-Book Information about e-books: E-books have DRM protection on them, which means only the person who purchases and downloads the e-book can access it. E-books are non-returnable and non-refundable.
Added to Your Shopping Cart. Description The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Securities Fraud: Detection, Prevention, and Control
About the Author Louis L. Straney Santa Fe, NM spent 24 years as a senior manager in the financial services industry including a four year tenure at Director level with Smith Barney. He has published articles in law journals and a self-study course on securities fraud for the Association of Certified Fraud Examiners ACFE , where he provides training and is a regular speaker at national and local conferences and events.
Permissions Request permission to reuse content from this site. Table of contents Preface. Chapter 1 The Face of War.
Art and Fog of War. Chapter 2 Shared Interests.
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Chapter 3 The Eleven. Chapter 4 Funding and Fraud. It Really Doesn't Matter. Common Stock — Uncommon Results. With access conditions MyiLibrary, Table of contents at http: Set up My libraries How do I set up "My libraries"? These 4 locations in All: Edith Cowan University Library. Open to the public ; Held: SAE - Byron Bay.
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